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The benefit of obtaining the ACI 310-013: ACI Operations Certificate Challenging Exam Certification
Chances, within your CPD profile, to explore more ACI Education opportunities
Compliance with the conformity criteria levied by the financial services authorities
Formal certification of the perception by individuals of prevailing global norms of behaviour and business practises
Enhanced professional development profile with a recognised qualification for the industry
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Introduction to ACI 310-013: ACI Operations Certificate Challenging Exam
The ACI 310-013: ACI Operations Certificate Challenging Exam is the new exam version that has replaced the well known ACI Model Code exam (3I0-002). As the Model code exam was retired in 2017, this document will only focus on the ACI 310-013: ACI Operations Certificate Challenging Exam.
The ACI 310-013: ACI Operations Certificate Challenging The exam tests the comprehension of the six topics and 55 principles set out in the Global Code by a person and is an excellent first step in demonstrating compliance with the new Code and a possible differentiator in terms of career advancement. The program is designed for market participants (as specified by the ACi 3I0-013), including buying and selling groups, intermediaries, regulators and central banks, and is applicable to individuals engaged in front-end trading, middle-class, working, compliance and risk functions.
This certification aims to ensure that market participants operate to the highest standards of ethical conduct and best market practices. This Credential is an exemplary first step in demonstrating conformity to appropriate competent authorities with the latest Global Code and a potential differentiator in terms of ‘Code compliance' and career growth.
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Who should take the ACI 310-013: ACI Operations Certificate Challenging Exam
Everyone who is into promoting the credibility and efficiency of global operation of the FX Industry is recommended to get this certification. The ACI 310-013: ACI Operations Certificate Challenging Exam is primarily intended for the following groups:
Participants in the financial market from buy side, sell side and intermediary institutions
Officers of compliance and risk
Personnel from middle offices and operations
Central banks and regulators
How to Prepare For ACI 310-013: ACI Operations Certificate Challenging Exam
Preparation Guide for ACI 310-013: ACI Operations Certificate Challenging Exam
Introduction
ACI Financial Markets Association (ACIFMA) is a leading global trade association with over 9,000 members in more than 60 countries representing the interests of the professional financial markets community. ACI FMA, which was founded in 1955, focuses on improving best business practices and encouraging market participants to commit to ethical behavior standards.
The ACI Model Code exam (3I0-002) has been recognised as the first industry-wide Code of Conduct based on the initial ACI Codes of Conduct of the 1970s for OTC FX and related markets. The ACI Model Code exam (3I0-002) has strongly influenced many national Codes of Conduct but was discontinued in 2017 with the release of the ACI 310-013: ACI Operations Certificate Challenging, the composition of which ACI FMA participated, as well as other Code of Conduct initiatives, subsequently revised to include the larger OTC community-and extended from the dealing room through to back office operations.
Under the supervision of the Board of Education, education services include the ACI 310-013: ACI Operations Certificate Challenging, ACI Dealing Certificate, ACI Operations Certificate, ACI Diploma, and the Latest Edition of the ACI Diploma. The ACI Committee on Professionalism oversees industry best practices for ethical behavior.
This document is an exam guide designed to assist applicants in determining the significance of the ACI 310-013: ACI Operations Certificate Challenging Exam and to provide all necessary information such as prerequisites, exam contents and format, and so on for the best exam preparation of interested candidates. This guide includes information on the certification test target audience, recommended ACI 310-013 exam dumps and ACI 310-013 practice exams, and a full list of exam targets, all with the intention of helping you obtain a passing grade. In order to increase your chances of passing the test, we strongly recommend a mix of on-the-job experience, course attendance, and self-study.
ACI 3I0-013 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Topic 1: Introduction to the FX Global Code | 15% | - Statement of Commitment - Scope and application to market participants - Overview and purpose of the Global Code |
| Topic 2: Risk Management & Compliance (Principles 24–41) | 15% | - Compliance and audit requirements - Risk frameworks and controls - Counterparty and operational risk |
| Topic 3: Governance (Principles 4–7) | 15% | - Oversight, supervision and culture - Remuneration and incentive structures - Reporting and investigation procedures |
| Topic 4: Confirmation & Settlement (Principles 42–55) | 10% | - Reconciliation and dispute resolution - Confirmation and matching processes - Settlement best practices |
| Topic 5: Information Sharing (Principles 19–23) | 10% | - Confidentiality and market information - Communication standards |
| Topic 6: Ethics (Principles 1–3) | 15% | - Conflict of interest identification and disclosure - Highest ethical and professional standards |
| Topic 7: Execution (Principles 8–18) | 20% | - Electronic trading practices - Price discovery and transparency - Order management and handling - Roles: Agent vs Principal |
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