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PECB Certified ISO/IEC 27001 Lead Auditor exam (ISO-IEC-27001-Lead-Auditor中文版) Sample Questions:
1. 情境 8:EsBank 自 9 月起為愛沙尼亞銀行業提供銀行和金融解決方案
2010年,該公司在全國擁有30家分行和100多台ATM機。
EsBank 在高度監管的行業中運營,必須遵守許多有關資料安全和隱私的法律和法規。他們需要透過實施技術和非技術控制來管理整個營運的資訊安全。 EsBank 決定實施基於 ISO/IEC 的 ISMS
27001,因為它提供了更好的安全性、更多的風險控制以及符合法律法規的關鍵要求。
在成功實施 ISMS 九個月後,EsBank 決定由獨立認證機構根據 ISO/IEC 27001 對其 ISMS 進行認證。
第一階段和第二階段審核是共同進行的,發現了一些不符合項。第一個不合格之處與 EsBank 的資訊標籤有關。該公司有資訊分類方案,但沒有資訊標籤程序。因此,需要相同保護等級的文件將被貼上不同的標籤(有時為機密,有時為敏感)。
考慮到所有文件也以電子方式存儲,不合格情況也影響了媒體處理。審計小組透過抽樣得出結論,200 個可移動媒體中有 50 個儲存了被錯誤分類為機密的敏感資訊。根據資訊分類方案,允許將機密資訊儲存在可移動媒體中,而嚴格禁止儲存敏感資訊。這標誌著另一個不合格之處。
他們起草了不合格報告,並與 EsBank 代表討論了審計結論,代表同意在兩個月內針對發現的不合格問題提交行動計劃。
EsBank 接受了審計組組長提出的解決方案。他們根據實體和電子格式的分類方案起草了資訊標籤程序,解決了不合格問題。可移動媒體程式也基於此程式進行了更新。
審計完成兩週後,EsBank 提交了總體行動計畫。在那裡,他們解決了檢測到的不合格問題以及採取的糾正措施,但沒有包括有關受影響的系統、控製或操作的任何詳細資訊。審核小組評估了該行動計劃並得出結論,該計劃將解決不合格問題。然而,EsBank 收到了不利的認證建議。
根據上述場景,回答以下問題:
根據情境8,EsBank 提交了總體行動計畫。這是可以接受的嗎?
A) 不,行動計畫應該只解決一個不合格問題
B) 是的,具有相同根本原因的不符合項應該有一個總體行動計劃
C) 不,一般行動計畫無法修正不合格項
2. 問題
在定義下列哪一項時,會評估與不合格相關的成本或因未遵守法律和合約義務而產生的罰款等因素?
A) 物質性
B) 合理保證
C) 審計風險
3. 情境二
Knight 是一家總部位於美國北加州的電子公司,主要開發電視遊戲機。
Knight在全球擁有超過300名員工,值此五週年之際,公司推出了面向國際市場的新一代遊戲主機G-Console。 G-Console被譽為2021年的終極多媒體設備,將為玩家帶來最佳遊戲體驗。主機組包含一副VR頭戴裝置、兩款遊戲以及其他贈品。
多年來,該公司憑藉誠信、正直和尊重客戶的良好聲譽而備受讚譽。除了是一家以客戶為中心的公司外,Knight 還因其卓越的產品品質在遊戲產業中贏得了廣泛的認可。
身為全球領先的遊戲主機開發者之一,Knight 經常成為惡意攻擊的目標。因此,該公司實施了基於 ISO/IEC 27001 的資訊安全管理系統 (ISMS),並透過每週例會向員工傳達了該系統的適用範圍。
然而,最近 Knight 公司遭遇了一次安全漏洞,駭客洩漏了專有資訊。作為應對,事件回應小組 (IRT) 立即對系統和事件細節展開了徹底調查。最初,IRT 懷疑員工可能使用了弱密碼,導致駭客輕易存取了他們的帳戶。進一步調查發現,駭客截獲了檔案傳輸協定 (FTP) 的流量,該協定使用明文密碼進行身份驗證來傳輸資料。
鑑於此安全事件,並根據 IRT 的建議,Knight 決定以安全外殼協定 (SSH) 取代 FTP。此變更確保所有擷取的流量都經過加密,從而顯著提升安全性。
在實施這些變更後,奈特公司進行了風險評估,以驗證控制措施的實施是否已將類似事件的風險降至最低。根據風險評估結果,他們選擇了一種風險處理方案來應對風險。
問題
IRT 對 FTP 的調查結果在資訊安全方面意味著什麼?
A) 威脅
B) 漏洞
C) 風險
4. 哪一項不是 HR 在招募前的要求?
A) 接受背景驗證
B) 必須成功通過背景調查
C) 申請人必須完成就業前文件要求
D) 必須接受資訊安全意識訓練。
5. 選出最能完成句子的單字:
Solutions:
| Question # 1 Answer: C | Question # 2 Answer: A | Question # 3 Answer: B | Question # 4 Answer: D | Question # 5 Answer: Only visible for members |
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